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- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- Nos. 93-1456 and 93-1828
- --------
- U. S. TERM LIMITS, INC., et al., PETITIONERS
- 93-1456 v.
- RAY THORNTON et al.
-
- WINSTON BRYANT, ATTORNEY GENERAL OF
- ARKANSAS, PETITIONER
- 93-1828 v.
- BOBBIE E. HILL et al.
- on writs of certiorari to the supreme court of
- arkansas
- [May 22, 1995]
-
- Justice Stevens delivered the opinion of the Court.
- The Constitution sets forth qualifications for member-
- ship in the Congress of the United States. Article I, 2,
- cl. 2, which applies to the House of Representatives,
- provides:
- -No Person shall be a Representative who shall
- not have attained to the Age of twenty five Years,
- and been seven Years a Citizen of the United
- States, and who shall not, when elected, be an
- Inhabitant of that State in which he shall be
- chosen.-
- Article I, 3, cl. 3, which applies to the Senate, similarly
- provides:
- -No Person shall be a Senator who shall not have
- attained to the Age of thirty Years, and been nine
- Years a Citizen of the United States, and who shall
- not, when elected, be an Inhabitant of that State for
- which he shall be chosen.-
- Today's cases present a challenge to an amendment to
- the Arkansas State Constitution that prohibits the name
- of an otherwise-eligible candidate for Congress from
- appearing on the general election ballot if that candidate
- has already served three terms in the House of Repre-
- sentatives or two terms in the Senate. The Arkansas
- Supreme Court held that the amendment violates the
- Federal Constitution. We agree with that holding. Such
- a state-imposed restriction is contrary to the -fundamen-
- tal principle of our representative democracy,- embodied
- in the Constitution, that -the people should choose
- whom they please to govern them.- Powell v.
- McCormack, 395 U. S. 486, 547 (1969) (internal quota-
- tion marks omitted). Allowing individual States to adopt
- their own qualifications for congressional service would
- be inconsistent with the Framers' vision of a uniform
- National Legislature representing the people of the
- United States. If the qualifications set forth in the text
- of the Constitution are to be changed, that text must be
- amended.
-
- I
- At the general election on November 3, 1992, the
- voters of Arkansas adopted Amendment 73 to their State
- Constitution. Proposed as a -Term Limitation Amend-
- ment,- its preamble stated:
- -The people of Arkansas find and declare that
- elected officials who remain in office too long become
- preoccupied with reelection and ignore their duties
- as representatives of the people. Entrenched
- incumbency has reduced voter participation and has
- led to an electoral system that is less free, less
- competitive, and less representative than the system
- established by the Founding Fathers. Therefore, the
- people of Arkansas, exercising their reserved powers,
- herein limit the terms of the elected officials.-
- The limitations in Amendment 73 apply to three
- categories of elected officials. Section 1 provides that no
- elected official in the executive branch of the state
- government may serve more than two 4-year terms.
- Section 2 applies to the legislative branch of the state
- government; it provides that no member of the Arkansas
- House of Representatives may serve more than three 2-
- year terms and no member of the Arkansas Senate may
- serve more than two 4-year terms. Section 3, the
- provision at issue in these cases, applies to the Arkan-
- sas Congressional Delegation. It provides:
- -(a) Any person having been elected to three or
- more terms as a member of the United States House
- of Representatives from Arkansas shall not be
- certified as a candidate and shall not be eligible to
- have his/her name placed on the ballot for election
- to the United States House of Representatives from
- Arkansas.
- -(b) Any person having been elected to two or
- more terms as a member of the United States
- Senate from Arkansas shall not be certified as a
- candidate and shall not be eligible to have his/her
- name placed on the ballot for election to the United
- States Senate from Arkansas.-
- Amendment 73 states that it is self-executing and shall
- apply to all persons seeking election after January 1,
- 1993.
- On November 13, 1992, respondent Bobbie Hill, on
- behalf of herself, similarly situated Arkansas -citizens,
- residents, taxpayers and registered voters,- and the
- League of Women Voters of Arkansas, filed a complaint
- in the Circuit Court for Pulaski County, Arkansas,
- seeking a declaratory judgment that 3 of Amendment
- 73 is -unconstitutional and void.- Her complaint named
- as defendants then-Governor Clinton, other state officers,
- the Republican Party of Arkansas, and the Democratic
- Party of Arkansas. The State of Arkansas, through its
- Attorney General, petitioner Winston Bryant, intervened
- as a party defendant in support of the amendment.
- Several proponents of the amendment also intervened,
- including petitioner U. S. Term Limits, Inc.
- On cross-motions for summary judgment, the Circuit
- Court held that 3 of Amendment 73 violated Article I
- of the Federal Constitution.
- With respect to that holding, in a 5-to-2 decision, the
- Arkansas Supreme Court affirmed. U. S. Term Limits,
- Inc. v. Hill, 316 Ark. 251, 872 S. W. 2d 349, 351 (1994).
- Writing for a plurality of three justices, Justice Robert
- L. Brown concluded that the congressional restrictions in
- Amendment 73 are unconstitutional because the States
- have no authority -to change, add to, or diminish- the
- requirements for congressional service enumerated in the
- Qualifications Clauses. Id., at 265, 872 S. W. 2d, at
- 356. He noted:
- -If there is one watchword for representation of the
- various states in Congress, it is uniformity. Federal
- legislators speak to national issues that affect the
- citizens of every state. . . . The uniformity in
- qualifications mandated in Article 1 provides the
- tenor and the fabric for representation in the
- Congress. Piecemeal restrictions by State would fly
- in the face of that order.- Ibid.
- Justice Brown's plurality opinion also rejected the
- argument that Amendment 73 is -merely a ballot access
- amendment,- concluding that -[t]he intent and the effect
- of Amendment 73 are to disqualify congressional incum-
- bents from further service.- Id., at 265-266, 872 S. W.
- 2d, at 356-357. Justice Brown considered the possibili-
- ties that an excluded candidate might run for Congress
- as a write-in candidate or be appointed to fill a vacancy
- to be -glimmers of opportunity . . . [that] are faint
- indeed-so faint in our judgment that they cannot
- salvage Amendment 73 from constitutional attack.- Id.,
- at 266, 872 S. W. 2d, at 357. In separate opinions,
- Justice Dudley and Justice Gerald P. Brown agreed that
- Amendment 73 violates the Federal Constitution.
- Two Justices dissented from the federal constitutional
- holding. Justice Hays started from -the premise that all
- political authority resides in the people, limited only by
- those provisions of the federal or state constitutions
- specifically to the contrary.- 316 Ark., at 281, 872 S.W.
- 2d, at 367. Because his examination of the text and
- history of the Qualifications Clauses convinced him that
- the Constitution contains no express or implicit restric-
- tion on the States' ability to impose additional qualifica-
- tions on candidates for Congress, Justice Hays concluded
- that 3 is constitutional. Special Chief Justice Cracraft,
- drawing a distinction between a measure that -impose[s]
- an absolute bar on incumbent succession,- and a mea-
- sure that -merely makes it more difficult for an incum-
- bent to be elected,- id., at 284, 872 S. W. 2d, at 368,
- concluded that Amendment 73 does not even implicate
- the Qualifications Clauses, and instead is merely a
- permissible ballot access restriction.
- The State of Arkansas, by its Attorney General, and
- the intervenors petitioned for writs of certiorari.
- Because of the importance of the issues, we granted both
- petitions and consolidated the cases for argument. See
- 512 U. S. __ (1994). We now affirm.
-
- II
- As the opinions of the Arkansas Supreme Court
- suggest, the constitutionality of Amendment 73 depends
- critically on the resolution of two distinct issues. The
- first is whether the Constitution forbids States from
- adding to or altering the qualifications specifically
- enumerated in the Constitution. The second is, if the
- Constitution does so forbid, whether the fact that
- Amendment 73 is formulated as a ballot access restric-
- tion rather than as an outright disqualification is of
- constitutional significance. Our resolution of these
- issues draws upon our prior resolution of a related but
- distinct issue: whether Congress has the power to add
- to or alter the qualifications of its Members.
- Twenty-six years ago, in Powell v. McCormack, 395
- U. S. 486 (1969), we reviewed the history and text of
- the Qualifications Clauses in a case involving an
- attempted exclusion of a duly elected Member of Con-
- gress. The principal issue was whether the power
- granted to each House in Art. I, 5, to judge the
- -Qualifications of its own Members- includes the power
- to impose qualifications other than those set forth in the
- text of the Constitution. In an opinion by Chief Justice
- Warren for eight Members of the Court, we held that
- it does not. Because of the obvious importance of the
- issue, the Court's review of the history and meaning of
- the relevant constitutional text was especially thorough.
- We therefore begin our analysis today with a full
- statement of what we decided in that case.
-
- THE ISSUE IN POWELL
-
- In November 1966, Adam Clayton Powell, Jr., was
- elected from a District in New York to serve in the
- United States House of Representatives for the 90th
- Congress. Allegations that he had engaged in serious
- misconduct while serving as a committee chairman
- during the 89th Congress led to the appointment of a
- Select Committee to determine his eligibility to take his
- seat. That Committee found that Powell met the age,
- citizenship, and residency requirements set forth in Art.
- I, 2, cl. 2. The Committee also found, however, that
- Powell had wrongfully diverted House funds for the use
- of others and himself and had made false reports on
- expenditures of foreign currency. Based on those
- findings, the House after debate adopted House Resolu-
- tion 278, excluding Powell from membership in the
- House, and declared his seat vacant. See 395 U. S., at
- 489-493.
- Powell and several voters of the District from which
- he had been elected filed suit seeking a declaratory
- judgment that the House Resolution was invalid because
- Art. I, 2, cl. 2, sets forth the exclusive qualifications for
- House membership. We ultimately accepted that
- contention, concluding that the House of Representatives
- has no -authority to exclude any person, duly elected
- by his constituents, who meets all the requirements for
- membership expressly prescribed in the Constitution.-
- 395 U. S., at 522 (emphasis in original); see also id., at
- 547. In reaching that conclusion, we undertook a
- detailed historical review to determine the intent of the
- Framers. Though recognizing that the Constitutional
- Convention debates themselves were inconclusive, see
- id., at 532, we determined that the -relevant historical
- materials- reveal that Congress has no power to alter
- the qualifications in the text of the Constitution, id., at
- 522.
-
- POWELL'S RELIANCE ON HISTORY
-
- We started our analysis in Powell by examining the
- British experience with qualifications for membership in
- Parliament, focusing in particular on the experience of
- John Wilkes. While serving as a member of Parliament,
- Wilkes had published an attack on a peace treaty with
- France. This literary endeavor earned Wilkes a convic-
- tion for seditious libel and a 22-month prison sentence.
- In addition, Parliament declared Wilkes ineligible for
- membership and ordered him expelled. Despite (or
- perhaps because of) these difficulties, Wilkes was
- reelected several times. Parliament, however, persisted
- in its refusal to seat him. After several years of Wilkes'
- efforts, the House of Commons voted to expunge the
- resolutions that had expelled Wilkes and had declared
- him ineligible, labeling those prior actions -`subversive
- of the rights of the whole body of electors of this king-
- dom.'- Id., at 528, quoting 22 Parliamentary History
- England 1411 (1782) (Parl. Hist. Eng.). After reviewing
- Wilkes' -long and bitter struggle for the right of the
- British electorate to be represented by men of their own
- choice,- 395 U. S., at 528, we concluded in Powell that
- -on the eve of the Constitutional Convention, English
- precedent stood for the proposition that `the law of the
- land had regulated the qualifications of members to
- serve in parliament' and those qualifications were `not
- occasional but fixed.'- Ibid., at 528, quoting 16 Parl.
- Hist. Eng. 589, 590 (1769).
- Against this historical background, we viewed the
- Convention debates as manifesting the Framers' intent
- that the qualifications in the Constitution be fixed and
- exclusive. We found particularly revealing the debate
- concerning a proposal made by the Committee of Detail
- that would have given Congress the power to add
- property qualifications. James Madison argued that
- such a power would vest -`an improper & dangerous
- power in the Legislature,'- by which the Legislature
- -`can by degrees subvert the Constitution.'- 395 U. S.,
- at 533-534, quoting 2 Records of the Federal Convention
- of 1787, pp. 249-250 (M. Farrand ed. 1911) (hereinafter
- Farrand). Madison continued: -`A Republic may be
- converted into an aristocracy or oligarchy as well by
- limiting the number capable of being elected, as the
- number authorised to elect.'- 395 U. S., at 534, quoting
- 2 Farrand 250. We expressly noted that the -parallel
- between Madison's arguments and those made in Wilkes'
- behalf is striking.- 395 U. S., at 534.
- The Framers further revealed their concerns about
- congressional abuse of power when Gouverneur Morris
- suggested modifying the proposal of the Committee of
- Detail to grant Congress unfettered power to add
- qualifications. We noted that Hugh Williamson -ex-
- pressed concern that if a majority of the legislature
- should happen to be `composed of any particular descrip-
- tion of men, of lawyers for example, . . . the future
- elections might be secured to their own body.'- Id., at
- 535, quoting 2 Farrand 250. We noted too that Madison
- emphasized the British Parliament's attempts to regulate
- qualifications, and that he observed: -`[T]he abuse they
- had made of it was a lesson worthy of our attention.'-
- 395 U. S., at 535, quoting 2 Farrand 250. We found
- significant that the Convention rejected both Morris'
- modification and the Committee's proposal.
- We also recognized in Powell that the post-Convention
- ratification debates confirmed that the Framers under-
- stood the qualifications in the Constitution to be fixed
- and unalterable by Congress. For example, we noted
- that in response to the antifederalist charge that the
- new Constitution favored the wealthy and well-born,
- Alexander Hamilton wrote:
- -`The truth is that there is no method of securing to
- the rich the preference apprehended but by prescrib-
- ing qualifications of property either for those who
- may elect or be elected. But this forms no part of
- the power to be conferred upon the national govern-
- ment. . . . The qualifications of the persons who may
- choose or be chosen, as has been remarked upon
- other occasions, are defined and fixed in the Consti-
- tution, and are unalterable by the legislature.'- 395
- U. S., at 539, quoting The Federalist No. 60, p. 371
- (C. Rossiter ed. 1961) (emphasis added) (hereinafter
- The Federalist).
- We thus attached special significance to -Hamilton's
- express reliance on the immutability of the qualifications
- set forth in the Constitution.- 395 U. S., at 540.
- Moreover, we reviewed the debates at the state conven-
- tions and found that they -also demonstrate the
- Framers' understanding that the qualifications for
- members of Congress had been fixed in the Constitu-
- tion.- Ibid.; see, e. g., id., at 541, citing 3 Debates on
- the Adoption of the Federal Constitution 8 (J. Elliot ed.
- 1863) (hereinafter Elliot's Debates) (Wilson Carey
- Nicholas, Virginia).
- The exercise by Congress of its power to judge the
- qualifications of its Members further confirmed this
- understanding. We concluded that, during the first 100
- years of its existence, -Congress strictly limited its
- power to judge the qualifications of its members to those
- enumerated in the Constitution.- 395 U. S., at 542.
- As this elaborate summary reveals, our historical
- analysis in Powell was both detailed and persuasive.
- We thus conclude now, as we did in Powell, that history
- shows that, with respect to Congress, the Framers
- intended the Constitution to establish fixed qualifications.
-
-
- POWELL'S RELIANCE ON DEMOCRATIC PRINCIPLES
-
- In Powell, of course, we did not rely solely on an
- analysis of the historical evidence, but instead comple-
- mented that analysis with -an examination of the basic
- principles of our democratic system.- Id., at 548. We
- noted that allowing Congress to impose additional
- qualifications would violate that -fundamental principle
- of our representative democracy . . . `that the people
- should choose whom they please to govern them.'- Id.,
- at 547, quoting 2 Elliot's Debates 257 (A. Hamilton, New
- York).
- Our opinion made clear that this broad principle
- incorporated at least two fundamental ideas. First,
- we emphasized the egalitarian concept that the opportu-
- nity to be elected was open to all. We noted in
- particular Madison's statement in The Federalist that
- -`[u]nder these reasonable limitations [enumerated in the
- Constitution], the door of this part of the federal
- government is open to merit of every description,
- whether native or adoptive, whether young or old, and
- without regard to poverty or wealth, or to any particular
- profession of religious faith.'- Powell, 395 U. S., at
- 540, n. 74, quoting The Federalist No. 52, at 326.
- Similarly, we noted that Wilson Carey Nicholas defended
- the Constitution against the charge that it -violated
- democratic principles- by arguing: -`It has ever been
- considered a great security to liberty, that very few
- should be excluded from the right of being chosen to the
- legislature. This Constitution has amply attended to
- this idea. We find no qualifications required except
- those of age and residence.'- 395 U. S., at 541, quoting
- 3 Elliot's Debates 8.
- Second, we recognized the critical postulate that sover-
- eignty is vested in the people, and that sovereignty
- confers on the people the right to choose freely their
- representatives to the National Government. For
- example, we noted that -Robert Livingston . . . endorsed
- this same fundamental principle: `The people are the
- best judges who ought to represent them. To dictate
- and control them, to tell them whom they shall not
- elect, is to abridge their natural rights.'- 395 U. S., at
- 541, n. 76, quoting 2 Elliot's Debates 292-293. Simi-
- larly, we observed that -[b]efore the New York conven-
- tion . . . , Hamilton emphasized: `The true principle of
- a republic is, that the people should choose whom they
- please to govern them. Representation is imperfect in
- proportion as the current of popular favor is checked.
- This great source of free government, popular election,
- should be perfectly pure, and the most unbounded
- liberty allowed.'- 395 U. S., at 540-541, quoting 2
- Elliot's Debates 257. Quoting from the statement made
- in 1807 by the Chairman of the House Committee on
- Elections, we noted that -restrictions upon the people to
- choose their own representatives must be limited to
- those `absolutely necessary for the safety of the soci-
- ety.'- 395 U. S., at 543, quoting 17 Annals of Cong. 874
- (1807). Thus, in Powell, we agreed with the sentiment
- expressed on behalf of Wilkes' admission to Parliament:
- -`That the right of the electors to be represented by men
- of their own choice, was so essential for the preservation
- of all their other rights, that it ought to be considered
- as one of the most sacred parts of our constitution.'-
- 395 U. S., at 534, n. 65, quoting 16 Parl. Hist. Eng.
- 589-590 (1769).
- Powell thus establishes two important propositions:
- first, that the -relevant historical materials- compel the
- conclusion that, at least with respect to qualifications
- imposed by Congress, the Framers intended the qualifi-
- cations listed in the Constitution to be exclusive; and
- second, that that conclusion is equally compelled by an
- understanding of the -fundamental principle of our
- representative democracy . . . `that the people should
- choose whom they please to govern them.'- 395 U. S.,
- at 547.
-
- POWELL'S HOLDING
-
- Petitioners argue somewhat half-heartedly that the
- narrow holding in Powell, which involved the power of
- the House to exclude a member pursuant to Art. I, 5,
- does not control the more general question whether
- Congress has the power to add qualifications. Powell,
- however, is not susceptible to such a narrow reading.
- Our conclusion that Congress may not alter or add to
- the qualifications in the Constitution was integral to our
- analysis and outcome. See, e. g., id., at 540 (noting
- -Framers' understanding that the qualifications for
- members of Congress had been fixed in the Constitu-
- tion-). Only two Terms ago we confirmed this under-
- standing of Powell in Nixon v. United States, 506 U. S.
- __ (1993). After noting that the three qualifications for
- membership specified in Art. I, 2, are of -a precise,
- limited nature- and -unalterable by the legislature,- we
- explained:
- -Our conclusion in Powell was based on the fixed
- meaning of `[q]ualifications' set forth in Art I, 2.
- The claim by the House that its power to `be the
- Judge of the Elections, Returns and Qualifications of
- its own Members' was a textual commitment of
- unreviewable authority was defeated by the exis-
- tence of this separate provision specifying the only
- qualifications which might be imposed for House
- membership.- Id., at __ (slip op. at 12-13).
- Unsurprisingly, the state courts and lower federal courts
- have similarly concluded that Powell conclusively
- resolved the issue whether Congress has the power to
- impose additional qualifications. See, e.g., Joyner v.
- Mofford, 706 F. 2d 1523, 1528 (CA9 1983) (-In Powell
- . . . , the Supreme Court accepted this restrictive view
- of the Qualifications Clause-at least as applied to
- Congress-); Michel v. Anderson, 14 F. 3d 623 (CADC
- 1994) (citing Nixon's description of Powell's holding);
- Stumpf v. Lau, 108 Nev. 826, 830, 839 P. 2d 120, 122
- (1992) (citing Powell for the proposition that -[n]ot even
- Congress has the power to alter qualifications for these
- constitutional federal officers-).
- In sum, after examining Powell's historical analysis
- and its articulation of the -basic principles of our
- democratic system,- we reaffirm that the qualifications
- for service in Congress set forth in the text of the
- Constitution are -fixed,- at least in the sense that they
- may not be supplemented by Congress.
-
- III
- Our reaffirmation of Powell, does not necessarily
- resolve the specific questions presented in these cases.
- For petitioners argue that whatever the constitutionality
- of additional qualifications for membership imposed by
- Congress, the historical and textual materials discussed
- in Powell do not support the conclusion that the Consti-
- tution prohibits additional qualifications imposed by
- States. In the absence of such a constitutional prohibi-
- tion, petitioners argue, the Tenth Amendment and the
- principle of reserved powers require that States be
- allowed to add such qualifications.
- Before addressing these arguments, we find it appro-
- priate to take note of the striking unanimity among the
- courts that have considered the issue. None of the
- overwhelming array of briefs submitted by the parties
- and amici has called to our attention even a single case
- in which a state court or federal court has approved of
- a State's addition of qualifications for a member of
- Congress. To the contrary, an impressive number of
- courts have determined that States lack the authority to
- add qualifications. See, e. g., Chandler v. Howell, 104
- Wash. 99, 175 P. 569 (1918); Eckwall v. Stadelman, 146
- Ore. 439, 446, 30 P. 2d 1037, 1040 (1934); Stockton v.
- McFarland, 56 Ariz. 138, 144, 106 P. 2d 328, 330 (1940);
- State ex rel. Johnson v. Crane, 65 Wyo. 189, 197 P. 2d
- 864 (1948); Dillon v. Fiorina, 340 F. Supp. 729, 731
- (N.M. 1972); Stack v. Adams, 315 F. Supp. 1295,
- 1297-1298 (ND Fla. 1970); Buckingham v. State, 42 Del.
- 405, 35 A. 2d 903, 905 (1944); Stumpf v. Lau, 108 Nev.
- 826, 830, 839 P. 2d 120, 123 (1992); Danielson v.
- Fitzsimmons, 232 Minn. 149, 151, 44 N. W. 2d 484, 486
- (1950); In re Opinion of Judges, 79 S. D. 585, 587, 116
- N. W. 2d 233, 234 (1962). Courts have struck down
- state-imposed qualifications in the form of term limits,
- see, e. g., Thorsted v. Gregoire, 841 F. Supp. 1068, 1081
- (WD Wash. 1994); Stumpf v. Lau, 108 Nev., at 830, 839
- P. 2d, at 123, district residency requirements, see, e. g.,
- Hellmann v. Collier, 217 Md. 93, 100, 141 A. 2d 908,
- 911 (1958); Dillon v. Fiorina, 340 F. Supp., at 731; Exon
- v. Tiemann, 279 F. Supp. 609, 613 (Neb. 1968); State ex
- rel. Chavez v. Evans, 79 N. M. 578, 581, 446 P. 2d 445,
- 448 (1968) (per curiam), loyalty oath requirements, see,
- e. g., Shub v. Simpson, 196 Md. 177, 199, 76 A. 2d 332,
- 341, appeal dism'd, 340 U. S. 881 (1950); In re
- O'Connor, 173 Misc. 419, 421, 17 N. Y. S. 2d 758, 760
- (Super. Ct. 1940), and restrictions on those convicted of
- felonies, see, e. g., Application of Ferguson, 57 Misc. 2d
- 1041, 1043, 294 N. Y. S. 2d 174, 176 (Super. Ct. 1968);
- Danielson v. Fitzsimmons, 232 Minn., at 151, 44 N. W.
- 2d, at 486; State ex rel. Eaton v. Schmahl, 140 Minn.
- 219, 220, 167 N. W. 481 (1918) (per curiam). Prior to
- Powell, the commentators were similarly unanimous.
- See, e. g., 1 W. Blackstone, Commentaries Appendix 213
- (S. Tucker ed. 1803) (-[T]hese provisions, as they require
- qualifications which the constitution does not, may
- possibly be found to be nugatory-); 1 Story 627 (each
- member of Congress is -an officer of the union, deriving
- his powers and qualifications from the constitution, and
- neither created by, dependent upon, nor controllable by,
- the states-); 1 J. Kent, Commentaries on American Law
- 228, n. a (3d ed. 1836) (-the objections to the existence
- of any such power [on the part of the States to add
- qualifications are]. . . too palpable and weighty to admit
- of any discussion-); G. McCrary, American Law of
- Elections 322 (4th ed. 1897) (-It is not competent for
- any State to add to or in any manner change the
- qualifications for a Federal office, as prescribed by the
- Constitution or laws of the United States-); T. Cooley,
- General Principles of Constitutional Law 268 (2d ed.
- 1891) (-The Constitution and laws of the United States
- determine what shall be the qualifications for federal
- offices, and state constitutions and laws can neither add
- to nor take away from them-); C. Burdick, Law of the
- American Constitution 160 (1922) (-It is clearly the
- intention of the Constitution that all persons not
- disqualified by the terms of that instrument should be
- eligible to the federal office of Representative-); id., at
- 165 (-It is as clear that States have no more right to
- add to the constitutional qualifications of Senators than
- they have to add to those for Representatives-); Warren
- 422 (-The elimination of all power in Congress to fix
- qualifications clearly left the provisions of the Constitu-
- tion itself as the sole source of qualifications-). This
- impressive and uniform body of judicial decisions and
- learned commentary indicates that the obstacles con-
- fronting petitioners are formidable indeed.
- Petitioners argue that the Constitution contains no
- express prohibition against state-added qualifications,
- and that Amendment 73 is therefore an appropriate
- exercise of a State's reserved power to place additional
- restrictions on the choices that its own voters may
- make. We disagree for two independent reasons. First,
- we conclude that the power to add qualifications is not
- within the -original powers- of the States, and thus is
- not reserved to the States by the Tenth Amendment.
- Second, even if States possessed some original power in
- this area, we conclude that the Framers intended the
- Constitution to be the exclusive source of qualifications
- for members of Congress, and that the Framers thereby
- -divested- States of any power to add qualifications.
- The -plan of the convention- as illuminated by the
- historical materials, our opinions, and the text of the
- Tenth Amendment, draws a basic distinction between
- the powers of the newly created Federal Government
- and the powers retained by the pre-existing sovereign
- States. As Chief Justice Marshall explained, -it was
- neither necessary nor proper to define the powers
- retained by the States. These powers proceed, not from
- the people of America, but from the people of the several
- States; and remain, after the adoption of the constitu-
- tion, what they were before, except so far as they may
- be abridged by that instrument.- Sturges v.
- Crowninshield, 4 Wheat. 122, 193 (1819).
- This classic statement by the Chief Justice endorsed
- Hamilton's reasoning in The Federalist No. 32 that the
- plan of the Constitutional Convention did not contem-
- plate -[a]n entire consolidation of the States into one
- complete national sovereignty,- but only a partial
- consolidation in which -the State governments would
- clearly retain all the rights of sovereignty which they
- before had, and which were not, by that act, exclusively
- delegated to the United States.- The Federalist No. 32,
- at 198. The text of the Tenth Amendment unambigu-
- ously confirms this principle:
- -The powers not delegated to the United States by
- the Constitution, nor prohibited by it to the States,
- are reserved to the States respectively, or to the
- people.-
- As we have frequently noted, -[t]he States unquestion-
- ably do retain a significant measure of sovereign
- authority. They do so, however, only to the extent that
- the Constitution has not divested them of their original
- powers and transferred those powers to the Federal
- Government.- Garcia v. San Antonio Metropolitan
- Transit Authority, 469 U. S. 528, 549 (1985) (internal
- quotation marks and citation omitted) (emphasis added);
- see also New York v. United States, 505 U. S. __, __
- (slip op., at 8-9) (1992).
-
- SOURCE OF THE POWER
-
- Contrary to petitioners' assertions, the power to add
- qualifications is not part of the original powers of
- sovereignty that the Tenth Amendment reserved to the
- States. Petitioners' Tenth Amendment argument
- misconceives the nature of the right at issue because
- that Amendment could only -reserve- that which existed
- before. As Justice Story recognized, -the states can
- exercise no powers whatsoever, which exclusively spring
- out of the existence of the national government, which
- the constitution does not delegate to them. . . . No state
- can say, that it has reserved, what it never possessed.-
- 1 Story 627.
- Justice Story's position thus echoes that of Chief
- Justice Marshall in McCulloch v. Maryland, 4 Wheat.
- 316 (1819). In McCulloch, the Court rejected the
- argument that the Constitution's silence on the subject
- of state power to tax corporations chartered by Congress
- implies that the States have -reserved- power to tax
- such federal instrumentalities. As Chief Justice Mar-
- shall pointed out, an -original right to tax- such federal
- entities -never existed, and the question whether it has
- been surrendered, cannot arise.- id., at 430. See also
- Crandall v. Nevada, 6 Wall. 35, 46 (1868). In language
- that presaged Justice Story's argument, Chief Justice
- Marshall concluded: -This opinion does not deprive the
- States of any resources which they originally possessed.-
- 4 Wheat., at 436.
- With respect to setting qualifications for service in
- Congress, no such right existed before the Constitution
- was ratified. The contrary argument overlooks the
- revolutionary character of the government that the
- Framers conceived. Prior to the adoption of the Consti-
- tution, the States had joined together under the Articles
- of Confederation. In that system, -the States retained
- most of their sovereignty, like independent nations
- bound together only by treaties.- Wesberry v. Sanders,
- 376 U. S. 1, 9 (1964). After the Constitutional Conven-
- tion convened, the Framers were presented with, and
- eventually adopted a variation of, -a plan not merely to
- amend the Articles of Confederation but to create an
- entirely new National Government with a National
- Executive, National Judiciary, and a National Legisla-
- ture.- Id., at 10. In adopting that plan, the Framers
- envisioned a uniform national system, rejecting the
- notion that the Nation was a collection of States, and
- instead creating a direct link between the National
- Government and the people of the United States. See,
- e. g., FERC v. Mississippi, 456 U. S. 742, 791 (1982)
- (O'Connor, J., concurring in the judgment in part and
- dissenting in part) (-The Constitution . . . permitt[ed]
- direct contact between the National Government and the
- individual citizen-). In that National Government,
- representatives owe primary allegiance not to the people
- of a State, but to the people of the Nation. As Justice
- Story observed, each Member of Congress is -an officer
- of the union, deriving his powers and qualifications from
- the constitution, and neither created by, dependent upon,
- nor controllable by, the states. . . . Those officers owe
- their existence and functions to the united voice of the
- whole, not of a portion, of the people.- 1 Story 627.
- Representatives and Senators are as much officers of the
- entire union as is the President. States thus -have just
- as much right, and no more, to prescribe new qualifica-
- tions for a representative, as they have for a presi-
- dent. . . . It is no original prerogative of state power to
- appoint a representative, a senator, or president for the
- union.- Ibid.
- We believe that the Constitution reflects the Framers'
- general agreement with the approach later articulated by
- Justice Story. For example, Art. I, 5, cl. 1 provides:
- -Each House shall be the Judge of the Elections,
- Returns and Qualifications of its own Members.- The
- text of the Constitution thus gives the representatives of
- all the people the final say in judging the qualifications
- of the representatives of any one State. For this reason,
- the dissent falters when it states that -the people of
- Georgia have no say over whom the people of Massa-
- chusetts select to represent them in Congress.- Post, at
- 16.
- Two other sections of the Constitution further support
- our view of the Framers' vision. First, consistent with
- Story's view, the Constitution provides that the salaries
- of representatives should -be ascertained by Law, and
- paid out of the Treasury of the United States,- Art. I,
- 6, rather than by individual States. The salary
- provisions reflect the view that representatives owe their
- allegiance to the people, and not to States. Second, the
- provisions governing elections reveal the Framers'
- understanding that powers over the election of federal
- officers had to be delegated to, rather than reserved by,
- the States. It is surely no coincidence that the context
- of federal elections provides one of the few areas in
- which the Constitution expressly requires action by the
- States, namely that -[t]he Times, Places and Manner of
- holding Elections for Senators and Representatives, shall
- be prescribed in each State by the legislature thereof.-
- This duty parallels the duty under Article II that -Each
- State shall appoint, in such Manner as the Legislature
- thereof may direct, a Number of Electors.- Art II., 1,
- cl. 2. These Clauses are express delegations of power to
- the States to act with respect to federal elections.
- This conclusion is consistent with our previous recogni-
- tion that, in certain limited contexts, the power to
- regulate the incidents of the federal system is not a
- reserved power of the States, but rather is delegated by
- the Constitution. Thus, we have noted that -[w]hile, in
- a loose sense, the right to vote for representatives in
- Congress is sometimes spoken of as a right derived from
- the states, . . . this statement is true only in the sense
- that the states are authorized by the Constitution, to
- legislate on the subject as provided by 2 of Art. I.-
- United States v. Classic, 313 U. S. 299, 315 (1941). Cf.
- Hawke v. Smith, 253 U. S. 221 (1920) (-[T]he power to
- ratify a proposed amendment to the Federal Constitution
- has its source in the Federal Constitution. The act of
- ratification by the State derives its authority from the
- Federal Constitution to which the State and its people
- have alike assented-).
- In short, as the Framers recognized, electing represen-
- tatives to the National Legislature was a new right,
- arising from the Constitution itself. The Tenth Amend-
- ment thus provides no basis for concluding that the
- States possess reserved power to add qualifications to
- those that are fixed in the Constitution. Instead, any
- state power to set the qualifications for membership in
- Congress must derive not from the reserved powers of
- state sovereignty, but rather from the delegated powers
- of national sovereignty. In the absence of any constitu-
- tional delegation to the States of power to add qualifica-
- tions to those enumerated in the Constitution, such a
- power does not exist.
-
- THE PRECLUSION OF STATE POWER
-
- Even if we believed that States possessed as part of
- their original powers some control over congressional
- qualifications, the text and structure of the Constitution,
- the relevant historical materials, and, most importantly,
- the -basic principles of our democratic system- all
- demonstrate that the Qualifications Clauses were
- intended to preclude the States from exercising any such
- power and to fix as exclusive the qualifications in the
- Constitution.
- Much of the historical analysis was undertaken by the
- Court in Powell. See supra, at 9-12. There is, however,
- additional historical evidence that pertains directly to
- the power of States. That evidence, though perhaps not
- as extensive as that reviewed in Powell, leads unavoid-
- ably to the conclusion that the States lack the power to
- add qualifications.
-
- The Convention and Ratification Debates
-
- The available affirmative evidence indicates the
- Framers' intent that States have no role in the setting
- of qualifications. In Federalist Paper No. 52, dealing
- with the House of Representatives, Madison addressed
- the -qualifications of the electors and the elected.- The
- Federalist No. 52, at 325. Madison first noted the
- difficulty in achieving uniformity in the qualifications for
- electors, which resulted in the Framers' decision to
- require only that the qualifications for federal electors
- be the same as those for state electors. Madison argued
- that such a decision -must be satisfactory to every State,
- because it is comfortable to the standard already
- established, or which may be established, by the State
- itself.- Id., at 326. Madison then explicitly contrasted
- the state control over the qualifications of electors with
- the lack of state control over the qualifications of the
- elected:
- -The qualifications of the elected, being less
- carefully and properly defined by the State constitu-
- tions, and being at the same time more susceptible
- of uniformity, have been very properly considered
- and regulated by the convention. A representative
- of the United States must be of the age of twenty-
- five years; must have been seven years a citizen of
- the United States; must, at the time of his election
- be an inhabitant of the State he is to represent;
- and, during the time of his service must be in no
- office under the United States. Under these reason-
- able limitations, the door of this part of the federal
- government is open to merit of every description,
- whether native or adoptive, whether young or old,
- and without regard to poverty or wealth, or to any
- particular profession of religious faith.- Ibid.
-
- Madison emphasized this same idea in Federalist 57:
- -Who are to be the objects of popular choice?
- Every citizen whose merit may recommend him to
- the esteem and confidence of his country. No
- qualification of wealth, of birth, of religious faith, or
- of civil profession is permitted to fetter the judgment
- or disappoint the inclination of the people.- The
- Federalist No. 57, at 351 (emphasis added).
- The provisions in the Constitution governing federal
- elections confirm the Framers' intent that States lack
- power to add qualifications. The Framers feared that
- the diverse interests of the States would undermine the
- National Legislature, and thus they adopted provisions
- intended to minimize the possibility of state interference
- with federal elections. For example, to prevent discrimi-
- nation against federal electors, the Framers required in
- Art. I, 2, cl. 1, that the qualifications for federal
- electors be the same as those for state electors. As
- Madison noted, allowing States to differentiate between
- the qualifications for state and federal electors -would
- have rendered too dependent on the State governments
- that branch of the federal government which ought to be
- dependent on the people alone.- The Federalist No. 52,
- at 326. Similarly, in Art. I, 4, cl. 1, though giving the
- States the freedom to regulate the -Times, Places and
- Manner of holding Elections,- the Framers created a
- safeguard against state abuse by giving Congress the
- power to -by Law make or alter such Regulations.- The
- Convention debates make clear that the Framers'
- overriding concern was the potential for States' abuse of
- the power to set the -Times, Places and Manner- of
- elections. Madison noted that -[i]t was impossible to
- foresee all the abuses that might be made of the
- discretionary power.- 2 Farrand 240. Gouverneur
- Morris feared -that the States might make false returns
- and then make no provisions for new elections.- Id., at
- 241. When Charles Pinckney and John Rutledge moved
- to strike the congressional safeguard, the motion was
- soundly defeated. Id., at 240-241. As Hamilton later
- noted: -Nothing can be more evident than that an
- exclusive power of regulating elections for the national
- government, in the hands of the State legislatures,
- would leave the existence of the Union entirely at their
- mercy.- The Federalist No. 59, at 363. See also ibid.
- (one justification for Times, Places and Manner Clause
- is that -[i]f we are in a humor to presume abuses
- of power, it is as fair to presume them on the part
- of the State governments as on the part of the general
- government-).
- The Framers' discussion of the salary of representa-
- tives reveals similar concerns. When the issue was first
- raised, Madison argued that congressional compensation
- should be fixed in the Constitution, rather than left to
- state legislatures, because otherwise -it would create an
- improper dependence.- 1 Farrand 216. George Mason
- agreed, noting that -the parsimony of the States might
- reduce the provision so low that . . . the question would
- be not who were most fit to be chosen, but who were
-
- most willing to serve.- Ibid.
- When the issue was later reopened, Nathaniel Gorham
- stated that he -wished not to refer the matter to the
- State Legislatures who were always paring down
- salaries in such a manner as to keep out of offices men
- most capable of executing the functions of them.- Id.,
- at 372. Edmund Randolph agreed that -[i]f the States
- were to pay the members of the Nat[ional] Legislature,
- a dependence would be created that would vitiate the
- whole System.- Ibid. Rufus King -urged the danger of
- creating a dependence on the States,- ibid., and Hamil-
- ton noted that -[t]hose who pay are the masters of those
- who are paid,- id., at 373. The Convention ultimately
- agreed to vest in Congress the power to set its own
- compensation. See Art. I, 6.
- In light of the Framers' evident concern that States
- would try to undermine the National Government, they
- could not have intended States to have the power to set
- qualifications. Indeed, one of the more anomalous
- consequences of petitioners' argument is that it accepts
- federal supremacy over the procedural aspects of
- determining the times, places, and manner of elections
- while allowing the states carte blanche with respect
- to the substantive qualifications for membership in
- Congress.
- The dissent nevertheless contends that the Framers'
- distrust of the States with respect to elections does not
- preclude the people of the States from adopting eligibil-
- ity requirements to help narrow their own choices. See
- post, at 47-48. As the dissent concedes, post, at 53,
- however, the Framers were unquestionably concerned
- that the States would simply not hold elections for
- federal officers, and therefore the Framers gave Con-
- gress the power to -make or alter- state election regula-
- tions. Yet under the dissent's approach, the States
- could achieve exactly the same result by simply setting
- qualifications for federal office sufficiently high that no
- one could meet those qualifications. In our view, it is
- inconceivable that the Framers would provide a specific
- constitutional provision to ensure that federal elections
- would be held while at the same time allowing States to
- render those elections meaningless by simply ensuring
- that no candidate could be qualified for office. Given
- the Framers' wariness over the potential for state abuse,
- we must conclude that the specification of fixed qualifi-
- cations in the constitutional text was intended to
- prescribe uniform rules that would preclude modification
- by either Congress or the States.
- We find further evidence of the Framers' intent in Art.
- 1, 5, cl. 1, which provides: -Each House shall be the
- Judge of the Elections, Returns and Qualifications of its
- own Members.- That Art. I, 5 vests a federal tribunal
- with ultimate authority to judge a Member's qualifica-
- tions is fully consistent with the understanding that
- those qualifications are fixed in the Federal Constitution,
- but not with the understanding that they can be altered
- by the States. If the States had the right to prescribe
- additional qualifications-such as property, educational,
- or professional qualifications-for their own representa-
- tives, state law would provide the standard for judging
- a Member's eligibility. As we concluded in Murdock v.
- Memphis, 20 Wall. 590 (1875), federal questions are
- generally answered finally by federal tribunals because
- rights which depend on federal law -should be the same
- everywhere- and -their construction should be uniform.-
- Id., at 632. The judging of questions concerning rights
- which depend on state law is not, however, normally
- assigned to federal tribunals. See id., at 636. The
- Constitution's provision for each House to be the judge
- of its own qualifications thus provides further evidence
- that the Framers believed that the primary source of
- those qualifications would be federal law.
- We also find compelling the complete absence in the
- ratification debates of any assertion that States had the
- power to add qualifications. In those debates, the
- question whether to require term limits, or -rotation,-
- was a major source of controversy. The draft of the
- Constitution that was submitted for ratification con-
- tained no provision for rotation. In arguments that
- echo in the preamble to Arkansas' Amendment 73,
- opponents of ratification condemned the absence of a
- rotation requirement, noting that -there is no doubt that
- senators will hold their office perpetually; and in this
- situation, they must of necessity lose their dependence,
- and their attachments to the people.- Even propo-
- nents of ratification expressed concern about the -aban-
- donment in every instance of the necessity of rotation in
- office.- At several ratification conventions, partici-
- pants proposed amendments that would have required
- rotation.
- The Federalists' responses to those criticisms and
- proposals addressed the merits of the issue, arguing that
- rotation was incompatible with the people's right to
- choose. As we noted above, Robert Livingston argued:
- -The people are the best judges who ought to repre-
- sent them. To dictate and control them, to tell them
- whom they shall not elect, is to abridge their
- natural rights. This rotation is an absurd species of
- ostracism.- 2 Elliot's Debates 292-293.
- Similarly, Hamilton argued that the representatives'
- need for reelection rather than mandatory rotation was
- the more effective way to keep representatives respon-
- sive to the people, because -[w]hen a man knows he
- must quit his station, let his merit be what it may, he
- will turn his attention chiefly to his own emolument.-
- Id., at 320.
- Regardless of which side has the better of the debate
- over rotation, it is most striking that nowhere in the
- extensive ratification debates have we found any
- statement by either a proponent or an opponent of
- rotation that the draft constitution would permit States
- to require rotation for the representatives of their own
- citizens. If the participants in the debate had believed
- that the States retained the authority to impose term
- limits, it is inconceivable that the Federalists would not
- have made this obvious response to the arguments of the
- pro-rotation forces. The absence in an otherwise
- freewheeling debate of any suggestion that States had
- the power to impose additional qualifications unquestion-
- ably reflects the Framers' common understanding that
- States lacked that power.
- In short, if it had been assumed that States could add
- additional qualifications, that assumption would have
- provided the basis for a powerful rebuttal to the argu-
- ments being advanced. The failure of intelligent and
- experienced advocates to utilize this argument must
- reflect a general agreement that its premise was
- unsound, and that the power to add qualifications was
- one that the Constitution denied the States.
-
- Congressional Experience
-
- Congress' subsequent experience with state-imposed
- qualifications provides further evidence of the general
- consensus on the lack of state power in this area. In
- Powell, we examined that experience and noted that
- during the first 100 years of its existence, -Congress
- strictly limited its power to judge the qualifications of
- its members to those enumerated in the Constitution.-
- 395 U. S., at 542. Congress first confronted the issue in
- 1807 when it faced a challenge to the qualifications of
- William McCreery, a Representative from Maryland who
- allegedly did not satisfy a residency requirement
- imposed by that State. In recommending that McCreery
- be seated, the Report of the House Committee on
-
- Elections noted:
- -`The committee proceeded to examine the Consti-
- tution, with relation to the case submitted to them,
- and find that qualifications of members are therein
- determined, without reserving any authority to the
- State Legislatures to change, add to, or diminish
- those qualifications; and that, by that instrument,
- Congress is constituted the sole judge of the qualifi-
- cations prescribed by it, and are obliged to decide
- agreeably to the Constitutional rules . . . .'- Powell,
- 395 U. S., at 542, quoting 17 Annals of Cong. 871
- (1807) (emphasis added).
- The Chairman of the House Committee on Elections
- elaborated during debate:
- -`The Committee of Elections considered the qualifi-
- cations of members to have been unalterably deter-
- mined by the Federal Convention, unless changed by
- an authority equal to that which framed the Consti-
- tution at first; that neither the State nor the
- Federal Legislatures are vested with authority to
- add to those qualifications, so as to change them.'-
- Powell, 395 U. S., at 542-543, quoting from 17
- Annals of Cong. 872 (1807).
- As we noted in Powell, the congressional debate over the
- Committee's recommendation tended to focus on the
- -narrow issue of the power of the States to add to the
- standing qualifications set forth in the Constitution,-
- 395 U. S., at 543. The whole House, however, did not
- vote on the Committee's report, and instead voted only
- on a simple resolution: -Resolved, That William
- McCreery is entitled to his seat in this House.- 17
- Annals of Cong. 1238 (1807). That resolution passed by
- a vote of 89 to 18. Ibid.
- Though the House Debate may be inconclusive,
- commentators at the time apparently viewed the seating
- of McCreery as confirmation of the States' lack of power
- to add qualifications. For example, in a letter to Joseph
- Cabell, Thomas Jefferson noted the argument that -to
- add new qualifications to those of the Constitution would
- be as much an alteration as to detract from them-; he
- then added: -And so I think the House of Represen-
- tatives of Congress decided in some case; I believe that
- of a member from Baltimore.- Letter of Jan. 31, 1814
- to Joseph C. Cabell, in 14 Writings of Thomas Jefferson
- 82 (A. Lipscomb ed. 1904).
- Similarly, for over 150 years prior to Powell, commen-
- tators viewed the seating of McCreery as an expression
- of the view of the House that States could not add to
- the qualifications established in the Constitution. Thus,
- for example, referring to the McCreery debates, one
- commentator noted, -By the decision in this case, [and
- that in another contested election], it seems to have been
- settled that the States have not a right to require
- qualifications from members, different from, or in
- addition to, those prescribed by the constitution.- Cases
- of Contested Elections in Congress 171 (M. Clarke & D.
- Hall eds. 1834) (emphasis in original). Other commen-
- tators viewed the incident similarly. See, e. g., G.
- Paschal, The Constitution of the United States 66 (1876)
- (citing McCreery to support the proposition that -[t]he
- Constitution having fixed the qualifications of members,
- no additional qualifications can rightfully be required by
- the States-) (emphasis in original); G. McCrary, Ameri-
- can Law of Elections 323 (4th ed. 1897) (citing
- McCreery and stating -A state law requiring that a
- Representative in Congress shall reside in a particular
- town and country within the district from which he is
- chosen is unconstitutional and void-); W. Sutherland,
- Notes on the Constitution of the United States 40 (1904)
- (citing McCreery to support statement that -[t]his clause
- fixes the qualifications of members so far as state action
- is concerned, and no additional qualifications can be
- required by the state-); C. Burdick, Law of the American
- Constitution 160 (1922) (citing McCreery to support the
- proposition that state-imposed -limitations have been
- held . . . not to be effective-). Finally, it is clear that in
- Powell we viewed the seating of McCreery as the
- House's acknowledgment that the qualifications in the
- Constitution were fixed. See 395 U. S., at 542-543.
- The Senate experience with state-imposed qualifica-
- tions further supports our conclusions. In 1887, for
- example, the Senate seated Charles Faulkner of West
- Virginia, despite the fact that a provision of the West
- Virginia Constitution purported to render him ineligible
- to serve. The Senate Committee on Privileges and
- Elections unanimously concluded that -no State can
- prescribe any qualification to the office of United States
- Senator in addition to those declared in the Constitution
- of the United States.- S. Rep. No. 1, 50th Cong., 1st
- Sess., 4 (1887). The Senate Committee on Rules and
- Administration reached the same conclusion in 1964
- when faced with a challenge to Pierre Salinger, who had
- been appointed to serve as Senator from California. See
- S. Rep. No. 1381, 88th Cong., 2d Sess., 5 (-It is well
- settled that the qualifications established by the U. S.
- Constitution for the office of U. S. Senator are exclusive,
- and a State cannot, by constitutional or statutory
- provisions, add to or enlarge upon those qualifications-).
- We recognize, as we did in Powell, that -congressional
- practice has been erratic- and that the precedential
- value of congressional exclusion cases is -quite limited.-
- Powell, 395 U. S., at 545-546. Nevertheless, those
- incidents lend support to the result we reach today.
-
- Democratic Principles
-
- Our conclusion that States lack the power to impose
- qualifications vindicates the same -fundamental principle
- of our representative democracy- that we recognized in
- Powell, namely that -the people should choose whom
- they please to govern them.- Id., at 547 (internal
- quotation marks omitted).
- As we noted earlier, the Powell Court recognized that
- an egalitarian ideal-that election to the National
- Legislature should be open to all people of
- merit-provided a critical foundation for the Constitu-
- tional structure. This egalitarian theme echoes through-
- out the constitutional debates. In The Federalist No. 57,
- for example, Madison wrote:
- -Who are to be the objects of popular choice?
- Every citizen whose merit may recommend him to
- the esteem and confidence of his country. No
- qualification of wealth, of birth, of religious faith, or
- of civil profession is permitted to fetter the judgment
- or disappoint the inclination of the people.- The
- Federalist No. 57, at 351.
- Similarly, hoping to persuade voters in New York that
- the Constitution should be ratified, John Stevens, Jr.,
- wrote: -[N]o Government, that has ever yet existed in
- the world, affords so ample a field, to individuals of all
- ranks, for the display of political talents and abili-
- ties. . . . No man who has real merit, let his situation
- be what it will, need despair.- 1 Bailyn 487, 492. And
- Timothy Pickering noted that, -while several of the state
- constitutions prescribe certain degrees of property as
- indispensable qualifications for offices, this which is
- proposed for the U. S. throws the door wide open for the
- entrance of every man who enjoys the confidence of his
- fellow citizens.- Letter from T. Pickering to C.
- Tillinghast (Dec. 24, 1787), 1 Bailyn 289, 290 (emphasis
- in original). Additional qualifications pose the same
- obstacle to open elections whatever their source. The
- egalitarian ideal, so valued by the Framers, is thus
- compromised to the same degree by additional quali-
- fications imposed by States as by those imposed by
- Congress.
- Similarly, we believe that state-imposed qualifications,
- as much as congressionally imposed qualifications, would
- undermine the second critical idea recognized in Powell:
- that an aspect of sovereignty is the right of the people
- to vote for whom they wish. Again, the source of the
- qualification is of little moment in assessing the qualifi-
- cation's restrictive impact.
- Finally, state-imposed restrictions, unlike the congres-
- sionally imposed restrictions at issue in Powell, violate
- a third idea central to this basic principle: that the right
- to choose representatives belongs not to the States, but
- to the people. From the start, the Framers recognized
- that the -great and radical vice- of the Articles of
- Confederation was -the principle of LEGISLATION for
- STATES or GOVERNMENTS, in their CORPORATE or
- COLLECTIVE CAPACITIES, and as contradistinguished
- from the INDIVIDUALS of whom they consist.- The
- Federalist No. 15, at 108 (Hamilton). Thus the Fram-
- ers, in perhaps their most important contribution,
- conceived of a Federal Government directly responsible
- to the people, possessed of direct power over the people,
- and chosen directly, not by States, but by the people.
- See, e. g., supra, at 22-23. The Framers implemented
- this ideal most clearly in the provision, extant from the
- beginning of the Republic, that calls for the Members of
- the House of Representatives to be -chosen every second
- Year by the People of the several States.- Art. I, 2, cl.
- 1. Following the adoption of the 17th Amendment in
- 1913, this ideal was extended to elections for the Senate.
- The Congress of the United States, therefore, is not a
- confederation of nations in which separate sovereigns are
- represented by appointed delegates, but is instead a
- body composed of representatives of the people. As
- Chief Justice John Marshall observed: -The government
- of the union, then, . . . is, emphatically, and truly, a
- government of the people. In form and in substance it
- emanates from them. Its powers are granted by them,
- and are to be exercised directly on them, and for their
- benefit.- McCulloch v. Maryland, 4 Wheat., at
- 404-405. Ours is a -government of the people, by the
- people, for the people.- A. Lincoln, Gettysburg Address
- (1863).
- The Framers deemed this principle critical when they
- discussed qualifications. For example, during the
- debates on residency requirements, Morris noted that in
- the House, -the people at large, not the States, are
- represented.- 2 Farrand 217 (emphasis in original)
- (footnote omitted). Similarly, George Read noted that
- the Framers -were forming a Nati[ona]l Gov[ernmen]t
- and such a regulation would correspond little with the
- idea that we were one people.- Ibid. (Emphasis in
- original.) James Wilson -enforced the same consider-
- ation.- Ibid.
- Consistent with these views, the constitutional struc-
- ture provides for a uniform salary to be paid from the
- national treasury, allows the States but a limited role in
- federal elections, and maintains strict checks on state
- interference with the federal election process. The
- Constitution also provides that the qualifications of the
- representatives of each State will be judged by the
- representatives of the entire Nation. The Constitution
- thus creates a uniform national body representing the
- interests of a single people.
- Permitting individual States to formulate diverse
- qualifications for their representatives would result in a
- patchwork of state qualifications, undermining the
- uniformity and the national character that the Framers
- envisioned and sought to ensure. Cf. McCulloch v.
- Maryland, 4 Wheat., at 428-429 (1819) (-Those means
- are not given by the people of a particular State, not
- given by the constituents of the legislature, . . . but by
- the people of all the States. They are given by all, for
- the benefit of all-and upon theory should be subjected
- to that government only which belongs to all-). Such a
- patchwork would also sever the direct link that the
- Framers found so critical between the National Govern-
- ment and the people of the United States.
-
- State Practice
-
- Petitioners attempt to overcome this formidable array
- of evidence against the States' power to impose qualifica-
- tions by arguing that the practice of the States immedi-
- ately after the adoption of the Constitution demonstrates
- their understanding that they possessed such power.
- One may properly question the extent to which the
- States' own practice is a reliable indicator of the
- contours of restrictions that the Constitution imposed on
- States, especially when no court has ever upheld a state-
- imposed qualification of any sort. See supra, at 18-19.
- But petitioners' argument is unpersuasive even on its
- own terms. At the time of the Convention, -[a]lmost all
- the State Constitutions required members of their
- Legislatures to possess considerable property.- See
- Warren 416-417. Despite this near uniformity, only
- one State, Virginia, placed similar restrictions on
- members of Congress, requiring that a representative be,
- inter alia, a -freeholder.- See 1788 Va. Acts, ch. 2,
- 2. Just 15 years after imposing a property qualifica-
- tion, Virginia replaced that requirement with a provision
- requiring that representatives be only -qualified accord-
- ing to the constitution of the United States.- 1813 Va.
- Acts, ch. 23, 2. Moreover, several States, including
- New Hampshire, Georgia, Delaware, and South Carolina,
- revised their Constitutions at around the time of the
- Federal Constitution. In the revised Constitutions, each
- State retained property qualifications for its own state
- elected officials yet placed no property qualification on
- its congressional representatives.
- The contemporaneous state practice with respect to
- term limits is similar. At the time of the Convention,
- States widely supported term limits in at least some
- circumstances. The Articles of Confederation contained
- a provision for term limits. As we have noted, some
- members of the Convention had sought to impose term
- limits for Members of Congress. In addition, many
- States imposed term limits on state officers, four
- placed limits on delegates to the Continental Con-
- gress, and several States voiced support for term
- limits for Members of Congress. Despite this wide-
- spread support, no State sought to impose any term
- limits on its own federal representatives. Thus, a
- proper assessment of contemporaneous state practice
- provides further persuasive evidence of a general
- understanding that the qualifications in the Constitution
- were unalterable by the States.
- In sum, the available historical and textual evidence,
- read in light of the basic principles of democracy
- underlying the Constitution and recognized by this Court
- in Powell, reveal the Framers' intent that neither
- Congress nor the States should possess the power to
- supplement the exclusive qualifications set forth in the
- text of the Constitution.
-
- IV
- Petitioners argue that, even if States may not add
- qualifications, Amendment 73 is constitutional because
- it is not such a qualification, and because Amendment
- 73 is a permissible exercise of state power to regulate
- the -Times, Places and Manner of Holding Elections.-
- We reject these contentions.
- Unlike 1 and 2 of Amendment 73, which create
- absolute bars to service for long-term incumbents
- running for state office, 3 merely provides that certain
- Senators and Representatives shall not be certified as
- candidates and shall not have their names appear on
- the ballot. They may run as write-in candidates and, if
- elected, they may serve. Petitioners contend that only
- a legal bar to service creates an impermissible qualifica-
- tion, and that Amendment 73 is therefore consistent
- with the Constitution.
- Petitioners support their restrictive definition of
- qualifications with language from Storer v. Brown, 415
- U. S. 724 (1974), in which we faced a constitutional
- challenge to provisions of the California Elections Code
- that regulated the procedures by which both independent
- candidates and candidates affiliated with qualified
- political parties could obtain ballot position in general
- elections. The Code required candidates affiliated with
- a qualified party to win a primary election, and required
- independents to make timely filing of nomination papers
- signed by at least 5% of the entire vote cast in the last
- general election. The Code also denied ballot position to
- independents who had voted in the most recent primary
- election or who had registered their affiliation with a
- qualified party during the previous year.
- In Storer, we rejected the argument that the chal-
- lenged procedures created additional qualifications as
- -wholly without merit.- Id., at 746, n. 16. We noted
- that petitioners -would not have been disqualified had
- they been nominated at a party primary or by an
- adequately supported independent petition and then
- elected at the general election.- Ibid. We concluded
- that the California Code -no more establishes an
- additional requirement for the office of Representative
- than the requirement that the candidate win the
- primary to secure a place on the general ballot or
- otherwise demonstrate substantial community support.-
- Ibid. See also Joyner v. Mofford, 706 F. 2d, at 1531;
- Hopfmann v. Connolly, 746 F. 2d 97, 103 (CA1 1984),
- vacated in part on other grounds, 471 U. S. 459 (1985).
- Petitioners maintain that, under Storer, Amendment 73
- is not a qualification.
- We need not decide whether petitioners' narrow under-
- standing of qualifications is correct because, even if it is,
- Amendment 73 may not stand. As we have often noted,
- -`[c]onstitutional rights would be of little value if they
- could be . . . indirectly denied.'- Harman v. Forssenius,
- 380 U. S. 528, 540 (1965), quoting Smith v. Allwright,
- 321 U. S. 649, 664 (1944). The Constitution -nullifies
- sophisticated as well as simple-minded modes- of
- infringing on Constitutional protections. Lane v. Wilson,
- 307 U. S. 268, 275 (1939); Harman v. Forssenius, 380
- U. S., at 540-541.
- In our view, Amendment 73 is an indirect attempt to
- accomplish what the Constitution prohibits Arkansas
- from accomplishing directly. As the plurality opinion of
- the Arkansas Supreme Court recognized, Amendment 73
- is an -effort to dress eligibility to stand for Congress in
- ballot access clothing,- because the -intent and the effect
- of Amendment 73 are to disqualify congressional incum-
- bents from further service.- 316 Ark., at 266, 872 S. W.
- 2d, at 357. We must, of course, accept the State
- Court's view of the purpose of its own law: we are thus
- authoritatively informed that the sole purpose of 3 of
- Amendment 73 was to attempt to achieve a result that
- is forbidden by the Federal Constitution. Indeed, it
- cannot be seriously contended that the intent behind
- Amendment 73 is other than to prevent the election of
- incumbents. The preamble of Amendment 73 states
- explicitly: -[T]he people of Arkansas . . . herein limit the
- terms of elected officials.- Sections 1 and 2 create
- absolute limits on the number of terms that may be
- served. There is no hint that 3 was intended to have
- any other purpose.
- Petitioners do, however, contest the Arkansas Supreme
- Court's conclusion that the Amendment has the same
- practical effect as an absolute bar. They argue that the
- possibility of a write-in campaign creates a real possibil-
- ity for victory, especially for an entrenched incumbent.
- One may reasonably question the merits of that conten-
- tion. Indeed, we are advised by the state court that
- there is nothing more than a faint glimmer of possibility
- that the excluded candidate will win. Our prior
- cases, too, have suggested that write-in candidates have
- only a slight chance of victory. But even if petition-
- ers are correct that incumbents may occasionally win
- reelection as write-in candidates, there is no denying
- that the ballot restrictions will make it significantly
- more difficult for the barred candidate to win the
- election. In our view, an amendment with the avowed
- purpose and obvious effect of evading the requirements
- of the Qualifications Clauses by handicapping a class of
- candidates cannot stand. To argue otherwise is to
- suggest that the Framers spent significant time and
- energy in debating and crafting Clauses that could be
- easily evaded. More importantly, allowing States to
- evade the Qualifications Clauses by -dress[ing] eligibility
- to stand for Congress in ballot access clothing- trivial-
- izes the basic principles of our democracy that underlie
- those Clauses. Petitioners' argument treats the Qualifi-
- cations Clauses not as the embodiment of a grand
- principle, but rather as empty formalism. -`It is
- inconceivable that guaranties embedded in the Constitu-
- tion of the United States may thus be manipulated out
- of existence.'- Gomillion v. Lightfoot, 364 U. S. 339,
- 345 (1960), quoting Frost & Frost Trucking Co. v.
- Railroad Comm'n of California, 271 U. S. 583, 594
- (1926).
- Petitioners make the related argument that Amend-
- ment 73 merely regulates the -Manner- of elections, and
- that the Amendment is therefore a permissible exercise
- of state power under Article I, 4, cl. 1 (the Elections
- Clause) to regulate the -Times, Places and Manner- of
-
- elections. We cannot agree.
- A necessary consequence of petitioners' argument is
- that Congress itself would have the power to -make or
- alter- a measure such as Amendment 73. Art. I, 4, cl.
- 1. See Smiley v. Holm, 285 U. S. 355, 366-367 (1932)
- (-[T]he Congress may supplement these state regulations
- or may substitute its own-). That the Framers would
- have approved of such a result is unfathomable. As our
- decision in Powell and our discussion above make clear,
- the Framers were particularly concerned that a grant to
- Congress of the authority to set its own qualifications
- would lead inevitably to congressional self-aggrandize-
- ment and the upsetting of the delicate constitutional
- balance. See supra, at 9-11, and n. 10, supra. Petition-
- ers would have us believe, however, that even as the
- Framers carefully circumscribed congressional power to
- set qualifications, they intended to allow Congress to
- achieve the same result by simply formulating the
- regulation as a ballot access restriction under the
- Elections Clause. We refuse to adopt an interpretation
- of the Elections Clause that would so cavalierly disre-
- gard what the Framers intended to be a fundamental
- constitutional safeguard.
- Moreover, petitioners' broad construction of the
- Elections Clause is fundamentally inconsistent with the
- Framers' view of that Clause. The Framers intended
- the Elections Clause to grant States authority to create
- procedural regulations, not to provide States with license
- to exclude classes of candidates from federal office.
- During the Convention debates, for example, Madison il-
- lustrated the procedural focus of the Elections Clause by
- noting that it covered -[w]hether the electors should vote
- by ballot or viv- voce, should assemble at this place or
- that place; should be divided into districts or all meet at
- one place, sh[oul]d all vote for all the representatives; or
- all in a district vote for a number allotted to the
- district.- 2 Farrand 240. Similarly, during the ratifica-
- tion debates, proponents of the Constitution noted:
- -[T]he power over the manner only enables them to
- determine how these electors shall elect-whether by
- ballot, or by vote, or by any other way.- 4 Elliot's
- Debates 71 (Steele statement at North Carolina ratifying
- convention) (emphasis in original).
- Hamilton made a similar point in The Federalist No.
- 60, in which he defended the Constitution's grant to
- Congress of the power to override state regulations.
- Hamilton expressly distinguished the broad power to set
- qualifications from the limited authority under the Elec-
- tions Clause, noting that
- -there is no method of securing to the rich the
- preference apprehended but by prescribing qualifica-
- tions of property either for those who may elect or
- be elected. But this forms no part of the power to
- be conferred upon the national government. Its
- authority would be expressly restricted to the
- regulation of the times, the places, and the manner
- of elections.- The Federalist No. 60, at 371 (empha-
- sis in original).
- As Hamilton's statement suggests, the Framers under-
- stood the Elections Clause as a grant of authority to
- issue procedural regulations, and not as a source of
- power to dictate electoral outcomes, to favor or disfavor
- a class of candidates, or to evade important constitu-
- tional restraints.
- Our cases interpreting state power under the Elections
- Clause reflect the same understanding. The Elections
- Clause gives States authority -to enact the numerous
- requirements as to procedure and safeguards which
- experience shows are necessary in order to enforce the
- fundamental right involved.- Smiley v. Holm, 285 U. S.,
- at 366. However, -[t]he power to regulate the time,
- place, and manner of elections does not justify, without
- more, the abridgement of fundamental rights.- Tashjian
- v. Republican Party of Connecticut, 479 U. S. 208, 217
- (1986). States are thus entitled to adopt -generally
- applicable and evenhanded restrictions that protect the
- integrity and reliability of the electoral process itself.-
- Anderson v. Celebrezze, 460 U. S. 780, 788, n. 9 (1983).
- For example, in Storer v. Brown, 415 U. S. 724 (1974),
- the case on which petitioners place principal reliance, we
- upheld the validity of certain provisions of the California
- Election Code. In so doing, we emphasized the States'
- interest in having orderly, fair, and honest elections
- -rather than chaos.- Id., at 730. We also recognized
- the -States' strong interest in maintaining the integrity
- of the political process by preventing interparty raiding,-
- id., at 731, and explained that the specific requirements
- applicable to independents were -expressive of a general
- state policy aimed at maintaining the integrity of the
- various routes to the ballot,- id., at 733. In other cases,
- we have approved the States' interests in avoiding -voter
- confusion, ballot overcrowding, or the presence of
- frivolous candidacies,- Munro v. Socialist Workers Party,
- 479 U. S. 189, 194-195 (1986), in -seeking to assure
- that elections are operated equitably and efficiently,-
- Burdick v. Takushi, 504 U. S., at __ (slip op. at 5), and
- in -guard[ing] against irregularity and error in the
- tabulation of votes,- Roudebush v. Hartke, 405 U. S. 15,
- 25 (1972). In short, we have approved of state regula-
- tions designed to ensure that elections are -`fair and
- honest and . . . [that] some sort of order, rather than
- chaos, . . . accompan[ies] the democratic processes.'-
- Burdick v. Takushi, 504 U. S., at __ (slip op. at 4),
- quoting Storer, 415 U. S., at 730.
- The provisions at issue in Storer and our other
- Elections Clause cases were thus constitutional because
- they regulated election procedures and did not even
- arguably impose any substantive qualification rendering
- a class of potential candidates ineligible for ballot posi-
- tion. They served the state interest in protecting the
- integrity and regularity of the election process, an
- interest independent of any attempt to evade the
- constitutional prohibition against the imposition of
- additional qualifications for service in Congress. And
- they did not involve measures that exclude candidates
- from the ballot without reference to the candidates'
- support in the electoral process. Our cases upholding
- state regulations of election procedures thus provide
- little support for the contention that a state-imposed
- ballot access restriction is constitutional when it is
- undertaken for the twin goals of disadvantaging a
- particular class of candidates and evading the dictates
- of the Qualifications Clauses.
- We do not understand the dissent to contest our
- primary thesis, namely that if the qualifications for
- Congress are fixed in the Constitution, then a State-
- passed measure with the avowed purpose of imposing
- indirectly such an additional qualification violates the
- Constitution. The dissent, instead, raises two objections,
- challenging the assertion that the Arkansas amendment
- has the likely effect of creating a qualification, post, at
- 79, and suggesting that the true intent of Amendment
- 73 was not to evade the Qualifications Clause but rather
- to simply -level the playing field,- post, at 83. Neither
- of these objections has merit.
- As to the first, it is simply irrelevant to our holding
- today. As we note above in n. 45, supra, our prior cases
- strongly suggest that write-in candidates will have only
- a slim chance of success, and the Arkansas plurality
- agreed. However, we expressly do not rest on this
- Court's prior observations regarding write-in candidates.
- Instead, we hold that a state amendment is unconstitu-
- tional when it has the likely effect of handicapping a
- class of candidates and has the sole purpose of creating
- additional qualifications indirectly. Thus, the dissent's
- discussion of the evidence concerning the possibility that
- a popular incumbent will win a write-in election is
-
- simply beside the point.
- As to the second argument, we find wholly unpersua-
- sive the dissent's suggestion that Amendment 73 was
- designed merely to -level the playing field.- As we have
- noted, supra, at 52, it is obvious that the sole purpose
- of Amendment 73 was to limit the terms of elected offi-
- cials, both State and federal, and that Amendment 73,
- therefore, may not stand.
-
- V
- The merits of term limits, or -rotation,- have been the
- subject of debate since the formation of our Constitution,
- when the Framers unanimously rejected a proposal to
- add such limits to the Constitution. The cogent argu-
- ments on both sides of the question that were articu-
- lated during the process of ratification largely retain
- their force today. Over half the States have adopted
- measures that impose such limits on some offices either
- directly or indirectly, and the Nation as a whole, notably
- by constitutional amendment, has imposed a limit on the
- number of terms that the President may serve. Term
- limits, like any other qualification for office, unquestion-
- ably restrict the ability of voters to vote for whom they
- wish. On the other hand, such limits may provide for
- the infusion of fresh ideas and new perspectives, and
- may decrease the likelihood that representatives will
- lose touch with their constituents. It is not our province
- to resolve this longstanding debate.
- We are, however, firmly convinced that allowing the
- several States to adopt term limits for congressional
- service would effect a fundamental change in the
- constitutional framework. Any such change must come
- not by legislation adopted either by Congress or by an
- individual State, but rather-as have other important
- changes in the electoral process-through the Amend-
- ment procedures set forth in Article V. The Framers
- decided that the qualifications for service in the Con-
- gress of the United States be fixed in the Constitution
- and be uniform throughout the Nation. That decision
- reflects the Framers' understanding that Members of
- Congress are chosen by separate constituencies, but that
- they become, when elected, servants of the people of the
- United States. They are not merely delegates appointed
- by separate, sovereign States; they occupy offices that
- are integral and essential components of a single
- National Government. In the absence of a properly
- passed constitutional amendment, allowing individual
- States to craft their own qualifications for Congress
- would thus erode the structure envisioned by the
- Framers, a structure that was designed, in the words of
- the Preamble to our Constitution, to form a -more
- perfect Union.-
- The judgment is affirmed.
- It is so ordered.
-